August 17, 2023
SEC Charges 11 Firms with Widespread Recordkeeping Failures
August 16, 2023
SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million
August 10, 2023
IRS Raises the Stakes on Staking
August 7, 2023
Seward & Kissel Attorneys Author Chapter in the International Comparative Legal Guide – Shipping Law 2023
August 3, 2023
SEC Proposes Amendments to the Internet Adviser Exemption
August 2, 2023
SEC Proposes New Rules Concerning Investment Adviser and Broker-Dealer Use of Predictive Data Analytics
August 1, 2023
Tri-Seal Compliance Note Encourages Voluntary Self-Disclosure of Potential Violations of Sanctions and Export Control Laws to DOJ, BIS and OFAC
July 27, 2023
The Modern De-SPAC and a Way Forward
July 26, 2023
“An Ounce of Prevention”…How to Reduce the Risk of Litigation and Enforcement Proceedings
July 26, 2023
Simply Speaking – The Corporate Transparency Act
July 24, 2023, as revised August 4, 2023
SEC Adopts Money Market Fund Reforms
July 18, 2023
Christmas in July—Court in Ripple Case Delivers Split Verdict Hailed as Victory by Ripple
July 17, 2023
Expiration of SEC Staff’s No Action Letters Providing Relief to Broker-Dealers Regarding MiFID II Research Requirements
July 11, 2023
The Howey Test All-Star Lineup
July 10, 2023
SEC Announces Insider Trading Charges Against Thirteen Defendants in Four Separate Complaints