October 29, 2024
Paul Miller & Casey Jennings author article on privacy & cybersecurity considerations for investment advisers for IAA
October 28, 2024
Liquidity Backstops in Evergreen Funds
October 24, 2024
SEC Section 13 Enforcement Sweep
October 17, 2024
Updated Alert: FinCEN Imposes New Reporting Requirements on LLCs and other Entities
October 16, 2024
US and Global Crypto Tax Update
October 10, 2024
Alexandra Alberstadt Quoted in Ignites Article Titled, “Tepid Sales Follow Clunky Fund-to-ETF Conversions”
October 9, 2024
Continued SEC Enforcement Actions Relating to Off Channel Communications
October 8, 2024
Robert Gayda quoted in Law360 article titled, “J&J Has An Uphill Battle To Keep Newest Ch. 11 In Texas”
October 8, 2024
SEC Settles Charges with Adviser for Fraud Involving Overvaluation of CMOs
October 8, 2024
SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media
October 7, 2024
A Refresher on the SEC’s Pay to Play Rule
October 3, 2024
Employment Litigation Roundup: September 2024
October 2, 2024
Seward & Kissel releases third edition of SPV Snapshot Report
September 30, 2024
SEC Charges Crypto Firm with Custody Rule Violations and Misleading Fund Investors on the Timing of Redemption Notices
September 27, 2024
Client Reminder: September 30th Compliance Date for Amendments that Accelerate Initial and Amendment Deadlines for Schedule 13G Filings