June 28, 2022
SEC Files First Reg BI Action Against Broker-Dealer
June 22, 2022
Partners Robert Van Grover and Patricia Poglinco, along with counsel Philip Moustakis, featured in a Private Equity Law Report article titled, ” How Managers Can Navigate the Thin Line Between SEC Examinations and Enforcement”
June 21, 2022
Hoyoon Nam Authored the USA Chapter and Introduction of Lexology’s Getting the Deal Through: Ship Finance 2022
June 21, 2022
SEC Charges Schwab for Misleading Investors about Robo-Adviser’s Fees
June 17, 2022
Celsius Suspends Withdrawals Amid Cryptocurrency Market Meltdown
June 16, 2022
Supreme Court Eliminates Federal Courts’ Power to Compel Domestic Discovery in Aid of Private Foreign Arbitrations
June 15, 2022
How to Convert a Private Fund Manager Into a Family Office interview & checklists
June 14, 2022
Supreme Court Opens Door for Recovery of Excess U.S. Trustee Fees
June 13, 2022
SEC Proposes Amendments to Fund “Names Rule” and Proposes Amendments Concerning Fund ESG Investment Practices
June 13, 2022
New York State Legislature Passes Bill to Establish a Moratorium on Proof-of-work Cryptocurrency Mining Operations
June 9, 2022
Seward & Kissel attorney Philip Moustakis featured in a Hedge Fund Law Report article titled, “Fifth Circuit Decision Could Hamstring SEC Enforcement Abilities”
June 7, 2022
SEC Proposes Rules Requiring Enhanced ESG Disclosure for Investment Advisers and Registered Funds
June 6, 2022
Former OpenSea Employee Charged with Insider Trading in NFTs; Could This be a “One-Off” or Sign of Future Actions?
June 6, 2022
FDIC Adopts Rule Prohibiting Misleading Statements About FDIC Insurance that Impacts a Broad Range of Deposit Placement Arrangements Offered by Brokers, Banks, and FinTechs
June 1, 2022
IRS says money raised through crowdfunding may be taxable.