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December 7, 2021
SEC Division of Examinations Issues Risk Alert on Robo-Advisers
December 6, 2021
Seward & Kissel Attorneys Authored Two Chapters in The Legal 500: Shipping Country Comparative Guide
December 3, 2021
Investment Adviser to Pay $18 million to SEC for Compliance Failures in Handling MNPI
November 30, 2021
Simply Speaking (November 2021) – New York Usury Statutes and the Adar Bays Decision
November 29, 2021
SEC Division of Examinations Issues Risk Alert on Investment Advisers’ Fee Calculations
November 22, 2021
NASDAQ Board Diversity Rule Approved by the SEC
November 19, 2021
New York State Enacts Law to Require Employers to Notify Employees of Electronic Monitoring
November 16, 2021
The President’s Working Group on Financial Markets Releases Report on Stablecoins
November 12, 2021
Now Entering the Garden State: Judge Detours Bankruptcy Case of Johnson & Johnson Talc Subsidiary to New Jersey
November 11, 2021
DOL Fiduciary Rule Covering IRA Rollovers
November 10, 2021
Revised Text of Build Back Better Bill
November 9, 2021
DOL Proposes a Regulation Regarding ESG Investing and Proxy Voting
November 9, 2021
Seward & Kissel Releases Report on Separately Managed Accounts
November 8, 2021
2022 IARD Renewal Program
November 5, 2021
SEC Division of Examinations Issues Risk Alert on Observations from Examinations of Registered Funds
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