August 25, 2021
Polygon Announces its Acquisition of Hermez Network
August 18, 2021
SEC Approves Nasdaq Board Diversity Rules
August 17, 2021
Erroneous Payment Provisions in Credit Agreement
August 17, 2021
SEC Settles Charges with 27 Registered Investment Advisers and Broker-Dealers for Failing to Timely File and Deliver Form CRS
August 16, 2021
Asset Management Advisory Committee Makes Diversity and Inclusion Recommendations to SEC
August 13, 2021
FINRA: Adding or Removing a Bank from a Sweep Program Requires 30 Days’ Notice
August 13, 2021
Seward & Kissel Attorneys Author Chapter in the International Comparative Legal Guide – Shipping Law 2021
August 13, 2021
SEC Division of Examinations Issues Observations from Examinations of Investment Advisers Managing Wrap Fee Program Accounts
August 11, 2021
Paul Clark, Jeffrey Berman, Beth Alter, Casey Jennings and Nathan Brownback Co-Authored the United States Chapter of the 2022 Edition of Lexology Getting the Deal Through: Fintech
August 11, 2021
FinCEN and CFTC Fine BitMEX for AML and Derivatives Violations; BitMEX Agrees to Block Accounts of U.S. Customers
August 10, 2021
Chairman Gensler Does Not Mince Words in Aspen
August 5, 2021
Seward & Kissel Authored an Article for the IAA Titled, “Use of Alternative Data by Investment Advisers”
August 3, 2021
OFAC Brings Enforcement Action Against Money Transmitter
July 30, 2021
Creative Solutions to Creditor Committee Standing Issues Continue to Emerge in Bankruptcy Court
July 29, 2021
Seward & Kissel’s Tech Highlights