September 8, 2020
Partner Michael Considine and associate Julie Hong co-authored an article in Westlaw titled, “Minimizing antitrust troubles by implementing effective compliance.”
September 2, 2020
The SEC Expands the Definition of Accredited Investor
September 2, 2020
FERC Alert: Faceoff Over Power to Reject Utility Contracts Continues
August 31, 2020
“ESG” and Public Companies
August 31, 2020
Simply Speaking: Sanctions – Part III
August 27, 2020
SEC Proposes to Improve the Retail Investor Experience Through Modernized Fund Shareholder Reports and Disclosures
August 27, 2020
The Supreme Court Allows but Limits Disgorgement in SEC Enforcement Actions
August 26, 2020
United States Announces Termination of its Reciprocal Shipping Tax Exemption Agreement with Hong Kong
August 25, 2020
The Fifth Circuit holds Bitcoin Transaction Records not subject to Privacy Protections of Fourth Amendment
August 24, 2020
SEC OCIE Issues Risk Alert on COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers
August 19, 2020
Second Circuit Confirms “Flip Clauses” Protected by Bankruptcy Code’s Swap Safe Harbor
August 18, 2020
SKRC August Compliance Flash
August 18, 2020
Partner Jack Yoskowitz and Associate Jessica Rosen co-authored an article in Bloomberg Law titled, “INSIGHT The ‘Murfey’ Decision—The Necessary and Essential Element.”
August 17, 2020
Sanctions Update: Venezuela, Hong Kong, Russia
August 17, 2020
Client Alert: SEC Charges Private Equity Adviser for Misallocated Expenses