April 30, 2020
CFTC and NFA Provide Temporary Relief from Fingerprinting Requirements
April 30, 2020
Simply Speaking (April 2020) — Force Majeure
April 30, 2020
Top Market Trends During COVID-19
April 29, 2020
NFA Amends CTA Performance Disclosure Requirements for One-On-One Presentations
April 29, 2020
Capital Raising in the Age of the Coronavirus – A Front Page Focus Special Flash Survey Report
April 28, 2020
Following Elimination of Reserves on Transaction Accounts Federal Reserve Board Eliminates Transaction Limits on Savings Deposits
April 28, 2020
Seward & Kissel Fund Industry Insights
April 27, 2020
Cybersecurity Considerations in a Work-From-Home Environment
April 27, 2020
Madoff Trustee’s Avoidance Power Can Reach Foreign Transferees
April 24, 2020
SBA Issues Additional Guidance Regarding Eligibility for the Paycheck Protection Program
April 24, 2020
SEC Proposes Rule to Modernize Fund Valuation Practices
April 24, 2020
New York Proposes New Rules to Streamline Securities Notice Filing Requirements and Impose Registration and Exam Requirements for “Finders”
April 23, 2020
Sanctions Update: OFAC Limits Operations of U.S. Oil Companies in Venezuela
April 17, 2020
SEC Adopts Securities Offering Reform for Business Development Companies and Registered Closed-End Funds
April 17, 2020
Partner Gary Anderson and associate Nick Miller co-authored an article in HFM Week titled, “Consent rights in seed investment transactions.”