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January 29, 2024
The SEC Approves Mandatory Clearing of Transactions in US Treasury Securities: Issues for the Buy Side to Consider
January 26, 2024
Credit Union Share Certificates: A Primer
January 25, 2023
SEC Settles Charges Against Firm for Disclosing MNPI on Block Trades
January 24, 2024
ISDA Releases Marshall Islands Netting Opinion
January 25, 2024
The Importance of Sanctions and Export Control Compliance
January 24, 2023
SEC Settles Charges Against Firm for Alleged Whistleblower Protection Rule Violations
January 22, 2024
Seward & Kissel attorneys co-authored a chapter for the ICLG – ESG Law 2024 titled, “U.S. Legal and Compliance Issues Relating to ESG for Private Fund Advisers”
January 22, 2024
OFAC Sanctions UAE-Based Shipping Company and Eighteen of its Vessels in Connection with Violations of the Russian Price Cap Policy
January 18, 2023
IRS Says Digital Assets Are Not (Yet) Subject to Cash Reporting Obligations
January 12, 2024
New Resources for Growth Equity and VC Managers
January 12, 2023
SEC Approves First Round of Bitcoin ETFs
January 9, 2024
U.S. Department of Labor Finalizes Independent Contractor Rule
January 8, 2024
Changes to FDIC Insurance of Trust Accounts Effective April 1, 2024
January 5, 2023
SEC Settles Charges Against Private-Equity Firm for Alleged Disclosure Policy Failures
January 4, 2023
Fund Finance Group 2023 Year in Review
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