October 10, 2024
Alexandra Alberstadt Quoted in Ignites Article Titled, “Tepid Sales Follow Clunky Fund-to-ETF Conversions”
October 9, 2024
Continued SEC Enforcement Actions Relating to Off Channel Communications
October 8, 2024
Robert Gayda quoted in Law360 article titled, “J&J Has An Uphill Battle To Keep Newest Ch. 11 In Texas”
October 8, 2024
SEC Settles Charges with Adviser for Fraud Involving Overvaluation of CMOs
October 8, 2024
SEC Charges DraftKings with Violating Regulation FD by Selectively Disclosing Material Nonpublic Information on Social Media
October 7, 2024
Secondary Transfers of Interests in Private Investment Funds
October 7, 2024
A Refresher on the SEC’s Pay to Play Rule
October 3, 2024
Employment Litigation Roundup: September 2024
October 2, 2024
Seward & Kissel releases third edition of SPV Snapshot Report
September 30, 2024
SEC Charges Crypto Firm with Custody Rule Violations and Misleading Fund Investors on the Timing of Redemption Notices
September 27, 2024
Client Reminder: September 30th Compliance Date for Amendments that Accelerate Initial and Amendment Deadlines for Schedule 13G Filings
September 26, 2024
“So Long Synthetic LIBOR”
September 26, 2024
Lawrence Rouslin Joins Seward & Kissel’s Real Estate Group
September 25, 2024
SEC Amends Fund Reporting Requirements on Forms N-PORT and N-CEN, Issues Guidance on Liquidity Risk Management Programs
September 19, 2024
Kevin Cassidy Publishes Article in Private Equity Law Report Titled, “Structuring and Finance Considerations of Evergreen Private Credit Funds”