November 21, 2019
SKRC November Compliance Flash
November 21, 2019
Simply Speaking (November 2019) — Conditional Payment Instructions
November 21, 2019
Partner Hoyoon Nam Authored an Article for the October/November Issue of Marine Money titled, “Unique Challenges of Libor’s Disappearance for Shipping Loans”
November 19, 2019
SEC Staff Extends Temporary No-Action Relief to Broker-Dealers Regarding MiFID II Research Requirements
November 15, 2019
SEC Issues No-Action Letter to Blockchain-Based Equities Settlement Service
November 15, 2019
SEC’s Office of Compliance Inspections and Examinations Issues Risk Alert to Provide Observations from Examinations of Investment Companies and Observations from Money Market Fund and Target Date Fund Examination Initiatives
November 14, 2019
Co-Director of the SEC’s Enforcement Division Discusses Current Areas of Focus Involving Registered Investment Adviser Conflicts of Interest
November 2019
Seward & Kissel LLP — Front Page Focus
November 11, 2019
2020 IARD Renewal Program
November 6, 2019
Seward & Kissel’s LIBOR Transition Task Force is Working Closely with Clients to Implement Replacement LIBOR Benchmarks
November 6, 2019
OFAC Update: New Venezuela General Licenses
November 4, 2019
Client Alert: Sanchez Energy Highlights Potential Tension
October 29, 2019
SEC Releases FAQ on Investment Adviser Conflicts of Interest Disclosure for Certain Compensation Arrangements
October 24, 2019
OFAC Issues COSCO General License
October 24, 2019
Turkey Sanctions Removed — For Now