March 29, 2024
SEC Settles Charges with Adviser for Failing to Disclose Conflicts of Interest
March 28, 2024
SEC Staff Denies Closed-End Fund’s No-Action Request Seeking to Exclude Shareholder Proposal to Declassify Board
March 19, 2024
Home is Where Your Server Is?
March 15, 2024
New York City Employees Can Sue in Court for Violations of NYC Earned Safe and Sick Time Act
March 14, 2024
Seward & Kissel’s Investment Management 2023 Year in Review
March 14, 2024
Seward & Kissel Advises Guinness Atkinson on the Submission of an Application to Offer ETF Share Classes of its Existing Mutual Funds
March 13, 2024
DOJ Announces Launch of New “Gap-Filling” Whistleblower Program
March 13, 2024
Seward & Kissel’s “Meet the Fund Banker” Series Featuring Nicholas Zangari
March 8, 2024
SEC Staff Issues No-Action Letter to Closed-End Funds Seeking to Exclude Activist Shareholder Proposals to Declassify Board
March 8, 2024
SEC Adopts Climate-Related Disclosure Regulations
March 7, 2024
FinCEN Proposes AML Requirements for Certain Investment Advisers
March 7, 2024
There Is Really Nothing I Can Add, Even If I ShapeShift
March 6, 2024
Full Steam Ahead on Russia Sanctions
March 4, 2024
SEC Settles Charges with Adviser for Failing to Disclose Influencer’s Role in Promoting ETF
April 4, 2024
Corporate Transparency Act: Best Practices Part 2