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December 11, 2017
Bitcoin Futures to Be Listed on Two Major Futures Exchanges
December 7, 2017
In Its First Action, SEC’s New Cyber Unit Alleges ICO Scam
Fall/Winter 2017
Bankruptcy & Reorganization Report – Fall/Winter 2017
December 5, 2017
EU PRIIPs Regulations
November 27, 2017
House and Senate Tax Reform Bills
November 13, 2017
House Tax Reform Bill
November 2017
Partner Michele Navazio co-authored an article in the Futures and Derivatives Law Report titled, “Federal Reserve Adopts Rule Requiring GSIBs to Amend QFC Transactions to Limit Termination Rights of Counterparties.”
November 2017
Partners Anthony Tu-Sekine and Paul Miller co-authored an article for the Investment Adviser Association’s Compliance Corner titled, “The Hot Money: Cryptocurrencies and Implications for Investment Advisers.”
November 7, 2017
Associate Michael Weitman authored an article in Law360 titled, “Can The ‘Remedial’ Bar Survive Kokesh?”
November 6, 2017
SEC Staff Issues No-Action Letters Providing Relief to Investment Advisers Regarding MiFID II Research Requirements
November 3, 2017
Partner Marlon Paz, a former senior staff member at the SEC, and Associate Andrew Jacobson, a former DFS Enforcement Attorney, co-authored an article for the New York Law Journal titled, “DFS Flexes Enforcement and Regulatory Muscles in Equifax Hack Scandal.”
October 30, 2017
CFTC Charges Bitcoin Ponzi Scheme
October 26, 2017
SEC Staff Releases Guidance for U.S. Market Participants Regarding U.S. Regulated Activities and Compliance with MIFID II
October 20, 2017
OFAC Amends Russian Sanctions Directives
October 2017
October 2017 Compliance Flash
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