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October 18, 2017
New York City Ban on Compensation Inquiries Takes Effect October 31, 2017
October 16, 2017
Merger Challenged Following HSR Clearance
October 11, 2017
Revocation of Certain U.S. Economic Sanctions With Respect to Sudan
October 6, 2017
Hedge Fund Adviser Settles SEC Charges for Inadequate Controls to Prevent Insider Trading
October 6, 2017
New LEI Requirements under MiFID II
October 4, 2017
Family Office as Investment Advisor under FINRA Rule 5131
October 2, 2017
Joint Ventures: An Optimal Solution for Many Business Combinations
September 29, 2017
FINRA Imposes $13 Million Sanction for Failure to Supervise UIT Sales
September 29, 2017
Trump Administration Issues Temporary Jones Act Waiver for Puerto Rico
September 27, 2017
SEC’s Division of Investment Management Extends Limited “Loan Rule” Relief
September 21, 2017
SEC Issues Risk Alert on the Most Frequently Identified Advertising Rule Compliance Issues
2016/2017
The Seward & Kissel 2016/2017 Hedge Fund Side Letter Study
September 7, 2017
CFTC Considers Virtual Currency Derivatives to be Commodity Interests
September 6, 2017
Stipulated Loss Value Provision in Vessel Sale-Leaseback Held to be an Unenforceable Penalty
September 5, 2017
DOL Extends the Advice Fiduciary Rule’s Transition Period
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