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August 30, 2017
Updates on the Section 385 Regulations
August 30, 2017
IRS Releases 871(m) Guidance, Extends Phase-In of 871(m) Rules – August 2017
August 29, 2017
The Second Circuit Upholds former SAC Capital Manager’s Conviction and Expands the Supreme Court’s Personal Benefit Rule
August 25, 2017
Considerations Presented By Amended Form ADV Effective October 1, 2017
August 2017
August 2017 Compliance Flash
August 10, 2017
SEC Risk Alert urges broker-dealers, investment advisers, and investment companies to improve cybersecurity
August 3, 2017
President Trump Signs New Law Affecting Russian, Iranian, and North Korean Sanctions
August 3, 2017
FATCA and CRS News Alerts – August 2017
August 3, 2017
Partner Rob Van Grover authored an article in the Journal of Investment Compliance titled, “Pay to Play Violations: An SEC Focus.”
July 28, 2017
Recent Decision Reaffirms That Citizenship of an “Active Trustee” Must be Used to Determine Federal Diversity Jurisdiction
July 28, 2017
Associates Laura Miller and Brian Maloney co-authored an article in Law360 titled, “CIMLA And The Confusion Around Maritime Liens.”
July 27, 2017
SEC Speaks Out on ICOs, Cautions That Some May Involve Offering of Unregistered Securities
July 26, 2017
Division of Investment Management Responds to Questions Regarding New Fund Reporting Rules
July 20, 2017
U.S. Designates Additional SDNs Under its Iranian Sanctions Regime
July 7, 2017
Marblegate Sues under New Legal Theory after Second Circuit Loss
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