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July 8, 2016
FTC Announces Substantial Increases to Penalties for HSR Violations
June 22, 2016
SEC Approves Increased Net Worth Threshold for “Qualified Clients”
June 20, 2016
SEC Sanctions Investment Adviser for Failing to Establish and Maintain Policies and Procedures to Prevent the Misuse of Material Nonpublic Information
June 8, 2016
SEC Announces Intent to Increase Net Worth Threshold for “Qualified Clients”
June 6, 2016
FBAR Filing Due June 30, 2016
May 27, 2016
The New Fiduciary Rule’s Effect on Investment Managers
May 27, 2016
The U.S. Department of Labor Expands Overtime Eligibility for “White Collar” Workers
May 23, 2016
FinCEN Issues Final Customer Due Diligence Rules
May 20, 2016
New Semi-Annual Financial Reporting Requirements for NYSE Listed Foreign Private Issuers
May 2016
May 2016 Private Funds Bullet Report
April 15, 2016
Partner Bruce Paulsen and Associate Jeffrey Dine, with Practical Law Litigation, authored a Practical Law Practice Note, “Maritime Attachment and Vessel Arrest in the US”, on attaching and arresting vessels and other property in the US.
April 2016
Shareholder Activism Bullet Report – April 2016
April 6, 2016
Seward & Kissel LLP: 2015 Investment Management Facts
March 31, 2016
Business Transactions Group Year in Review 2015
March 7, 2016
Seward & Kissel Announces the Launch of the Client Management System
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