Eight Common Best Execution Deficiencies and How to Prepare for Your Next Exam
Partner Chris Riccardi and Associate Nick Miller co-authored an article in the Wells Fargo Prime Service’s Industry and Regulatory Updates, October 2018 edition, titled, “Eight Common Best Execution Deficiencies and How to Prepare for Your Next Exam.”
October 2018
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Christopher C. Riccardi
(212) 574-1535
riccardi@sewkis.com
Nicholas R. Miller
(212) 574-1359
millern@sewkis.com